Associate, Portfolio Compliance
Cambridge Associates is a leading global investment firm that helps clients manage custom investment portfolios. The Portfolio Compliance Associate is responsible for monitoring compliance with investment guidelines and assisting in regulatory filings.
Responsibilities
- Establishing a thorough understanding of client investment policy statements, the policies of Cambridge Associates and CA Capital Management
- Creating and maintaining appropriate Excel models to monitor portfolio compliance both pre - and post-trade
- Ensuring all transaction-based compliance issues are properly investigated, documented, and incorporated into monthly reports
- Assist the Portfolio Compliance Manager in proposing policy amendments to address identified risks and/or inefficiencies
- Working with other departments within the firm to complete various regulatory filings in a timely manner
- Serving as a policy resource to members of the investment, legal, management and operational teams
- Providing coverage for absent Portfolio Compliance team members
- Staying abreast of industry trends through personal research, networking, and conference attendance
- Performing other ad hoc requests as assigned
Skills
- 1 - 3 years of relevant work experience within the financial services industry, preferably in an investment compliance or audit environment
- Bachelor's degree in business, finance, or related field with a record of high academic achievement
- Advanced proficiency in Microsoft Excel
- Strong quantitative, analytical, and communication skills, as well as a keen attention to detail
- Familiarity with the major asset classes and their role in an investment portfolio
- Demonstrated problem solving skills, multi-tasking abilities, and sound judgment
- A demonstrated ability to work independently and as part of a team
- Prior experience with Charles River, Bloomberg AIM, or Eze Castle compliance software
Benefits
- Annual performance-based bonus
- Comprehensive, competitive benefits package
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